10.7 Oxidation Reactions of Alkenes

Alkenes undergo a number of reactions in which the C=C double bond is oxidized. For organic compounds, a conventional way to tell whether the oxidation or reduction occurs is to check the number of C–O bonds or C–H bonds. An oxidation reaction increases the number of C–O bonds or decreases the number of C–H bonds. On the other side, a reduction reaction increases the number of C–H bonds or decreases the number of C–O bonds. The relative oxidation states of some common organic functional groups are listed here based on the trend.

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Figure 10.7a The relative oxidation state of some common organic functional groups
10.7.1 Syn 1,2-Dihydroxylation

1,2-Dihydroxylation, the conversion of the C=C double bond to 1,2-diol, is an oxidative addition reaction of alkene. Osmium tetroxide (OsO4) is a widely used oxidizing agent for such purpose. Potassium permanganate can be used as well, though further oxidation is prone to occur to cleave the diol because it is a stronger oxidizing agent (10.7.2).

propene in the presence of Osmium tetroxide & NaHSO3 produces 1,2-propanediol.
Figure 10.7b Example of 1,2-Dihydroxylation

The traditional method of 1,2-dihydroxylation with osmium tetroxide is a two-step procedure. Osmium tetroxide first reacts with alkene to form a cyclic osmate ester intermediate, and this cyclic intermediate involves the syn addition of OsO4 to the double bond. The cleavage of the O—Os bond of the intermediate then take places in the second step with the reducing agent NaHSO3 without  modifying the stereochemistry of the C—O bond. The diol formed therefore has the syn stereochemistry property.

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Figure 10.7c 1,2-dihydroxylation mechanism

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Catalytic OsO4 1,2-Dihydroxylation

The 1,2-dihydroxylation with osmium tetroxide is a reaction that is often used in labs for preparing diol from alkene effectively. However, this method has major drawbacks because osmium tetroxide is a highly toxic, volatile and expensive reagent. Improved methods have been developed that allow only a catalytical amount of OsO4 to be used in conjunction with a co-oxidant in a stoichiometric amount. N-methylmorpholine N-oxide (NMO) is one of the most commonly employed co-oxidants. In such conditions, osmium compounds are re-oxidized by NMO and can be reused to react with more alkenes, so only a small molar percentage of OsO4 is necessary in the reaction mixture. The reaction proceeds smoothly with syn diols produced in good yield.

(z)-2-butene in the presence of catalytic OsO4 or NMO produces meso compund
Figure 10.7d Example of a Catalytic OsO4 1,2-Dihydroxylation

In terms of the stereochemistry of the product, although the syn addition could occur on either side of the alkene plane, it gives the same product, which is the meso compound. This can be identified by either looking for the plane of symmetry of the product or by assigning the absolute configuration on the chirality centers. Review the stereochemistry knowledge.

Examples

Show product of following reaction:

(E)-2-butene in the presence of catalytic OsO4 or NMO produces what?

Solution:

The syn addition occurs on either side of the alkene plane, so both enantiomers are obtained with same amount as racemic mixture.

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10.7.2 Oxidative Cleavage of Alkenes

Cleavage with Ozone

With a stronger oxidizing agent being applied, the C=C double bond of alkenes can be oxidatively cleaved, and the alkene molecule is cleaved to smaller molecules.

The most effective way to cleave alkene is to use ozone, O3, through a two-step process. Alkene first reacts with ozone at very low temperature (-78°C) and then is treated with dimethyl sulfide (CH3)2S, (or Zn/CH3COOH) to give the cleavage products. The whole process is called ozonolysis.

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Figure 10.7e The process of Cleavage with Ozone

Ozonolysis results in the cleavage of the double bond, and each double bond carbon gets bonded to an oxygen atom with a new double bond. The products of ozonolysis are aldehyde(s) and/or ketone(s), and the exact structures of the products depend on the structure of the initial alkene:

  • Disubstituted alkene carbons are oxidatively cleaved to ketone.
  • Monosubstituted alkene carbons are oxidatively cleaved to aldehyde.
  • Unsubstituted alkene carbons are oxidatively cleaved to formaldehyde (HCHO).

Examples

Show ozonolysis products of following reactions:

 

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Hint: To figure out the structure of ozonolysis product(s), “cut” the double bond, then “add” a “=O” (double bonded oxygen) to each carbon.

 

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As shown with the above examples, the ozonolysis reaction is useful as a synthetic tool for certain aldehydes and ketones. Meanwhile, it is also a method for determining the position of double bonds in an alkene by working backward from the structure of the products.

Examples

Determine the structure of the alkene:

 

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Approach: To determine the structure of initial alkene, we can work backwards by connecting two C=O bonds in the products together. The two C=O bonds are “connected” to give a C=C bond with all oxygen atoms “removed”. In this example, the two blue C=O bonds gives the blue C=C bond, and the two red C=O bonds gives the red C=C bond.

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Mechanism for Ozonolysis 

The hints mentioned earlier help us solve the problems with ozonolysis reactions, not the reaction mechanism. The mechanism of ozonolysis reaction is complicated and involves the formation of initial cyclic ozonide that decomposes to fragments, and the fragments recombine to form a new cyclic ozonide, which is reduced to give products.

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Figure 10.7f Mechanism for Ozonolysis

Cleavage with Potassium Permanganate KMnO4

Potassium permanganate, KMnO4, is another oxidizing agent that cleaves the C=C double bond of an alkene. Under hot basic conditions, the oxidative cleavage products of alkenes could involve ketone, salt of carboxylic acid or carbon dioxide depending on the different substituent patterns on the alkene:

  • Disubstituted alkene carbons are oxidatively cleaved to ketone.
  • Monosubstituted alkene carbons are oxidatively cleaved to the carboxylic acid (in salt format).
  • Unsubstituted alkene carbons are oxidatively cleaved to CO2 and H2O.

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Figure 10.7g Cleavage with Potassium Permanganate KMnO4

KMnO4 is a stronger oxidizing agent that further oxidizes the initial cleavage products, therefore aldehyde is further oxidized to carboxylic acid (in salt format under basic conditions). For terminal unsubstituted alkene carbons, the initial product is HCHO, which is then further oxidized to carboxylate CO32-in basic conditions. The acidification of CO32-produces H2CO3 which decomposes to CO2 and H2O. Because of over oxidation, KMnO4 is not a useful reagent for the synthesis of aldehyde/ketone from alkenes.

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